guns germs and steel 1
PREFACE TO THE PAPERBACK EDITION
WHY IS WORLD HISTORY LIKE AN ONION?
This book attemps to provide a short history of everybody for the last 13,000 years.
The question motivating the book is: Why did history unfold differently on
different continents? In case this question immediately makes you shudder
at the thought that you are about to read a racist treatise, you aren't:
as you will see, the answers to the question don't involve human racial differences at all.
The book's emphasis is on the search for ultimate explanations, and on pushing back the chain of
historical causation as far as possible.
Most books that set out to recount world history concentrate on histories of literate Eurasian
and North African societies. Native societies of other parts of the world—sub-Saharan Africa,
the Americas, Island Southeast Asia, Australia, New Guinea, the Pacific Islands—receive
only brief treatment, mainly as concerns what happened to them very late in their history,
after they were discovered and subjugated by western Europeans. Even within Eurasia,
much more space gets devoted to the history of western Eurasia than of China, India, Japan,
tropical Southeast Asia, and other eastern Eurasian societies. History before the emergence of
writing around 3,000 B.C. also receives brief treatment, although it constitutes 99.9%
of the five-million-year history of the human species.
Such narrowly focused accounts of world history suffer from three disadvantages. First,
increasing numbers of people today are, quite understandably, interested in other societies
besides those of western Eurasia. After all, those "other" societies encompass most of the world's
population and the vast majority of the world's ethnic, cultural, and linguistic
groups. Some of them already are, and others are becoming, among the world's most powerful economies
and political forces.
Second, even for people specifically interested in the shaping of the modern world, a history
limited to developments since the emergence of writing cannot provide deep understanding.
It is not the case that societies on the different continents were comparable to each other until
3,000 B.C., whereupon western Eurasian societies suddenly developed writing and began for the first
time to pull ahead in other respects as well. Instead, already by 3,000 B.C.,
there were Eurasian and North African societies not only with incipient writing but also with
centralized state governments, cities, widespread use of metal tools and weapons,
use of domesticated animals for transport and traction and mechanical power,
and reliance on agriculture and domestic animals for food. Throughout most or all parts of other
continents, none of those things existed at that time; some but not all of them emerged later
in parts of the Native Americas and sub-Saharan Africa, but only over the course of the next
five millennia; and none of them emerged in Aboriginal Australia. That should already warn us
that the roots of western Eurasian dominance in the modern world lie in the preliterate past before
3,000 B.C. (By western Eurasian dominance, I mean the dominance of western Eurasian societies
themselves and of the societies that they spawned on other continents.)
Third, a history focused on western Eurasian societies completely bypasses the obvious big question.
Why were those societies the ones that became disproportionately powerful and innovative?
The usual answers to that question invoke proximate forces, such as the rise of capitalism,
mercantilism, scientific inquiry, technology, and nasty germs that killed peoples of other
continents when they came into contact with western Eurasians.But why did all those ingredients of
conquest arise in western Eurasia, and arise elsewhere only to a lesser degree or not at all?
All those ingredients are just proximate factors, not ultimate explanations. Why didn't
capitalism flourish in Native Mexico,mercantilism in sub-Saharan Africa,scientific inquiry in China,
advanced technology in Native North America, and nasty germs in Aboriginal Australia?
If one responds by invoking idiosyncratic cultural factors—e.g., scientific inquiry supposedly
stifled in China by Confucianism but stimulated in western Eurasia by Greek or Judaeo-Christian
traditions—then one is continuing to ignore the need for ultimate explanations: why didn't
traditions like Confucianism and the Judaeo-Christian ethic instead develop in western
Eurasia and China, respectively? In addition, one is ignoring the fact that Confucian China was
technologically more advanced than western Eurasia until about A.D. 1400.
It is impossible to understand even just western Eurasian societies themselves,
if one focuses on them. The interesting questions concern the distinctions between them and
other societies.Answering those questions requires us to understand all those other
societies as well,so that western Eurasian societies can be fitted into the broader context.
Some readers may feel that I am going to the opposite extreme from conventional histories,
by devoting too little space to western Eurasia at the expense of other parts of the world.
I would answer that some other parts of the world are very instructive, because they encompass
so many societies and such diverse societies within a small geographical area. Other readers
may find themselves agreeing with one reviewer of this book. With mildly critical tongue in cheek,
the reviewer wrote that I seem to view world history as an onion, of which the modern world
constitutes only the surface, and whose layers are to be peeled back in the search for historical
understanding. Yes, world history is indeed such an onion! But that peeling back of the onion's
layers is fascinating, challenging—and of overwhelming importance to us today, as we seek to
grasp our past's lessons for our future.
J.D.
WHY IS WORLD HISTORY LIKE AN ONION?
This book attemps to provide a short history of everybody for the last 13,000 years.
The question motivating the book is: Why did history unfold differently on
different continents? In case this question immediately makes you shudder
at the thought that you are about to read a racist treatise, you aren't:
as you will see, the answers to the question don't involve human racial differences at all.
The book's emphasis is on the search for ultimate explanations, and on pushing back the chain of
historical causation as far as possible.
Most books that set out to recount world history concentrate on histories of literate Eurasian
and North African societies. Native societies of other parts of the world—sub-Saharan Africa,
the Americas, Island Southeast Asia, Australia, New Guinea, the Pacific Islands—receive
only brief treatment, mainly as concerns what happened to them very late in their history,
after they were discovered and subjugated by western Europeans. Even within Eurasia,
much more space gets devoted to the history of western Eurasia than of China, India, Japan,
tropical Southeast Asia, and other eastern Eurasian societies. History before the emergence of
writing around 3,000 B.C. also receives brief treatment, although it constitutes 99.9%
of the five-million-year history of the human species.
Such narrowly focused accounts of world history suffer from three disadvantages. First,
increasing numbers of people today are, quite understandably, interested in other societies
besides those of western Eurasia. After all, those "other" societies encompass most of the world's
population and the vast majority of the world's ethnic, cultural, and linguistic
groups. Some of them already are, and others are becoming, among the world's most powerful economies
and political forces.
Second, even for people specifically interested in the shaping of the modern world, a history
limited to developments since the emergence of writing cannot provide deep understanding.
It is not the case that societies on the different continents were comparable to each other until
3,000 B.C., whereupon western Eurasian societies suddenly developed writing and began for the first
time to pull ahead in other respects as well. Instead, already by 3,000 B.C.,
there were Eurasian and North African societies not only with incipient writing but also with
centralized state governments, cities, widespread use of metal tools and weapons,
use of domesticated animals for transport and traction and mechanical power,
and reliance on agriculture and domestic animals for food. Throughout most or all parts of other
continents, none of those things existed at that time; some but not all of them emerged later
in parts of the Native Americas and sub-Saharan Africa, but only over the course of the next
five millennia; and none of them emerged in Aboriginal Australia. That should already warn us
that the roots of western Eurasian dominance in the modern world lie in the preliterate past before
3,000 B.C. (By western Eurasian dominance, I mean the dominance of western Eurasian societies
themselves and of the societies that they spawned on other continents.)
Third, a history focused on western Eurasian societies completely bypasses the obvious big question.
Why were those societies the ones that became disproportionately powerful and innovative?
The usual answers to that question invoke proximate forces, such as the rise of capitalism,
mercantilism, scientific inquiry, technology, and nasty germs that killed peoples of other
continents when they came into contact with western Eurasians.But why did all those ingredients of
conquest arise in western Eurasia, and arise elsewhere only to a lesser degree or not at all?
All those ingredients are just proximate factors, not ultimate explanations. Why didn't
capitalism flourish in Native Mexico,mercantilism in sub-Saharan Africa,scientific inquiry in China,
advanced technology in Native North America, and nasty germs in Aboriginal Australia?
If one responds by invoking idiosyncratic cultural factors—e.g., scientific inquiry supposedly
stifled in China by Confucianism but stimulated in western Eurasia by Greek or Judaeo-Christian
traditions—then one is continuing to ignore the need for ultimate explanations: why didn't
traditions like Confucianism and the Judaeo-Christian ethic instead develop in western
Eurasia and China, respectively? In addition, one is ignoring the fact that Confucian China was
technologically more advanced than western Eurasia until about A.D. 1400.
It is impossible to understand even just western Eurasian societies themselves,
if one focuses on them. The interesting questions concern the distinctions between them and
other societies.Answering those questions requires us to understand all those other
societies as well,so that western Eurasian societies can be fitted into the broader context.
Some readers may feel that I am going to the opposite extreme from conventional histories,
by devoting too little space to western Eurasia at the expense of other parts of the world.
I would answer that some other parts of the world are very instructive, because they encompass
so many societies and such diverse societies within a small geographical area. Other readers
may find themselves agreeing with one reviewer of this book. With mildly critical tongue in cheek,
the reviewer wrote that I seem to view world history as an onion, of which the modern world
constitutes only the surface, and whose layers are to be peeled back in the search for historical
understanding. Yes, world history is indeed such an onion! But that peeling back of the onion's
layers is fascinating, challenging—and of overwhelming importance to us today, as we seek to
grasp our past's lessons for our future.
J.D.
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